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MARK DIAMOND
CRD#: 1129298
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 17300 PRESTON RD.
STE. 120
DALLAS, TX 75252
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 17300 PRESTON RD.
STE. 120
DALLAS, TX 75252
Registration History
198519901995200020052010201520202025IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - Present (8 years)IABEACON FINANCIAL GROUP (CRD# 110038)2006 - Present (18 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2000 - Present (24 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1995 - 2000 (5 years)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1991 - 1995 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1991 (5 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1984 - 1986 (1 year)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2000 - 2016 (16 years)
Disclosure(s)
View By:
12/27/2006
Regulatory
Final
License(s)

State Registrations

B
California 4/28/2000

B
New York 4/28/2000

B
Florida 11/21/2023

B
Texas 4/28/2000

B
Michigan 1/24/2017

IA
Texas 5/30/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
17300 PRESTON RD. STE. 120, DALLAS, TX 75252
MCKINNEY, TX
Registered with this firm since 4/25/2016

IA
BEACON FINANCIAL GROUP (CRD#:110038)
17300 PRESTON RD, SUITE 120 C/O MELISSA WHEELER, DALLAS, TX 75252-5654
Registered with this firm since 5/30/2006

B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
17300 PRESTON RD. STE. 120, DALLAS, TX 75252
MCKINNEY, TX
Registered with this firm since 4/28/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/28/2000 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) ADDISON, TX
B
01/16/1995 - 04/28/2000 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
01/14/1991 - 01/18/1995 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
B
01/07/1986 - 01/14/1991 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/22/1984 - 01/21/1986 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.