Individual Firm
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LORRAINE FRASSINELL ELL
LORRAINE FRASINELL ELL, LORRAINE FRASSINELL
CRD#: 1128365
IA
BETTER MONEY DECISIONSCRD#: 172980 6207 Whiffletree Ln
Midland, MI 48642
Midland, MI 48642
0
Disclosures
16
Years of Experience
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State Registrations
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Arizona 9/27/2023
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New Mexico 11/2/2015
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Michigan 5/8/2019
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Texas 10/24/2016
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Registered with this firm since 11/2/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2008 - 10/13/2015 | ALBUQUERQUE, NM |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.