Individual Firm
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GERALD JEREMIAH COUGHLIN III
CHIP COUGHLIN, GERALD J COUGHLIN III
CRD#: 1128073
IA
B
MARINER WEALTHCRD#: 140195 892 E. Brighton Ave.
Syracuse, NY 13205
Syracuse, NY 13205
0
Disclosures
41
Years of Experience
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State Registrations
IA
New York 4/2/2025
IA
Registered with this firm since 4/2/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2024 - 04/09/2025 | SYRACUSE, NY | |
B | 06/14/2024 - 04/09/2025 | SYRACUSE, NY | |
IA | 03/04/2019 - 06/14/2024 | 892 E BRIGHTON AVE, NY | |
B | 03/04/2019 - 06/14/2024 | SYRACUSE, NY | |
B | 02/14/2017 - 03/22/2019 | SYRACUSE, NY | |
IA | 02/14/2017 - 03/05/2019 | SYRACUSE, NY | |
IA | 10/03/2013 - 02/14/2017 | SYRACUSE, NY | |
B | 01/02/2008 - 02/14/2017 | SYRACUSE, NY | |
B | 01/03/2006 - 01/08/2008 | SYRACUSE, NY | |
B | 02/01/1999 - 12/31/2005 | CAZENOVIA, NY | |
B | 05/09/1983 - 02/10/1999 | NEWARK, DE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.