Individual Firm
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KENNETH ANTHONY MADSEN
CRD#: 1126819
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5655 S YOSEMITE STE 300
GREENWOOD VILLAGE, CO 80111
GREENWOOD VILLAGE, CO 80111
CETERA WEALTH SERVICES, LLCCRD#: 13572 5655 S YOSEMITE STE 300
GREENWOOD VILLAGE, CO 80111
GREENWOOD VILLAGE, CO 80111
0
Disclosures
36
Years of Experience
View By:
State Registrations
B
Colorado 4/21/2022
B
Minnesota 4/12/2024
IA
Colorado 6/29/2023
B
Missouri 11/1/2024
B
Florida 8/28/2024
B
Oklahoma 3/14/2024
B
Georgia 2/6/2025
IA
Texas 10/20/2023
B
Idaho 1/23/2024
B
Texas 12/6/2023
B
Massachusetts 1/21/2025
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 4/20/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/02/2022 - 06/29/2023 | North Richland Hills, TX | |
B | 04/08/2020 - 10/24/2022 | SCOTTSDALE, AZ | |
B | 11/16/2016 - 06/02/2017 | NASHVILLE, TN | |
B | 12/10/2013 - 02/24/2016 | CINCINNATI, OH | |
B | 07/09/2012 - 07/31/2012 | CINCINNATI, OH | |
B | 06/01/2012 - 06/15/2012 | CINCINNATI, OH | |
B | 09/09/2009 - 06/01/2012 | CINCINNATI, OH | |
B | 02/24/1984 - 09/08/2009 | DETROIT, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.