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BARRY WAYNE SIMON
CRD#: 1126765
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 SANTA MONICA, CA
Registration History
198519901995200020052010201520202025IAWEDBUSH SECURITIES INC. (CRD# 877)2013 - Present (11 years)BWEDBUSH SECURITIES INC. (CRD# 877)2001 - Present (23 years)BTRIQUEST FINANCIAL, INC. (CRD# 6596)1997 - 2001 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1991 - 1997 (5 years)BFINANCIAL WEST GROUP (CRD# 16668)1991 - 1991 (<1 year)BFINANCIAL WEST INVESTMENT GROUP (CRD# 17869)1990 - 1991 (1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1988 - 1989 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1983 - 1988 (5 years)
License(s)

State Registrations

B
Arizona 3/22/2024

B
New Mexico 5/10/2017

B
California 7/5/2001

B
New York 5/26/2020

IA
California 10/4/2013

B
Ohio 1/31/2017

B
Colorado 5/26/2015

B
Oklahoma 7/19/2017

B
District of Columbia 2/1/2017

B
Oregon 7/5/2001

B
Florida 1/8/2020

B
Pennsylvania 8/15/2001

B
Idaho 2/5/2019

B
Texas 2/3/2021

B
Indiana 10/31/2018

B
Utah 2/15/2024

B
Massachusetts 7/8/2024

B
Washington 9/28/2021

B
New Jersey 10/29/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
SANTA MONICA, CA
Registered with this firm since 10/4/2013

B
WEDBUSH SECURITIES INC. (CRD#:877)
SANTA MONICA, CA
Registered with this firm since 7/5/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/12/1997 - 07/30/2001 TRIQUEST FINANCIAL, INC. (CRD#:6596) GLENDALE, CA
B
09/16/1991 - 06/03/1997 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
04/30/1991 - 08/06/1991 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
RENO, NV
B
02/27/1990 - 04/30/1991 FINANCIAL WEST INVESTMENT GROUP (CRD#:17869)
B
10/18/1988 - 08/01/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
06/07/1983 - 10/18/1988 DEAN WITTER REYNOLDS INC. (CRD#:7556)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.