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THOMAS WALKER PRINGLE
CRD#: 1125435
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 30 TOWER LANE, SUITE A
AVON, CT 06001
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (15 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2001 - 2009 (7 years)BMARK SECURITIES, INC. (CRD# 555)1983 - 2005 (21 years)IAMUTUAL SERVICE CORPORATION (CRD# 4806)2002 - 2009 (7 years)
License(s)

State Registrations

B
Arizona 9/8/2009

B
New Hampshire 4/1/2011

B
California 9/8/2009

B
New Jersey 9/8/2009

B
Colorado 9/8/2009

B
New York 9/8/2009

B
Connecticut 9/8/2009

B
North Carolina 9/8/2009

IA
Connecticut 9/8/2009

B
Ohio 9/8/2009

B
Delaware 9/8/2009

B
Oklahoma 12/13/2024

B
Florida 9/8/2009

B
Pennsylvania 9/8/2009

B
Illinois 9/8/2009

B
Rhode Island 9/8/2009

B
Maine 9/8/2009

B
South Carolina 9/12/2011

B
Maryland 9/8/2009

B
Tennessee 2/6/2023

B
Massachusetts 9/8/2009

B
Vermont 9/8/2009

B
Michigan 9/8/2009

B
Virginia 9/8/2009

B
Mississippi 1/2/2021

B
Wisconsin 12/15/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
30 TOWER LANE, SUITE A, AVON, CT 06001
Registered with this firm since 9/8/2009

B
LPL FINANCIAL LLC (CRD#:6413)
30 TOWER LANE, SUITE A, AVON, CT 06001
Registered with this firm since 9/8/2009

Previous Registration(s)
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03/21/2002 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) AVON, CT
B
12/10/2001 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) AVON, CT
B
04/21/1983 - 03/10/2005 MARK SECURITIES, INC. (CRD#:555) PELHAM MANOR, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.