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RONALD THOMAS DEAL
RON DEAL
CRD#: 1123946
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 209 W. Alabama Avenue
Ruston, LA 71270
Registration History
1985199019952000200520102015202020252 FIRMS1991 - 1993 (1 year)2 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2022 (14 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 2002 (9 years)BE.I. SALES, INC. (CRD# 1703)1988 - 1988 (<1 year)BNEW ENGLAND SECURITIES CORPORATION (CRD# 615)1983 - 1986 (3 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - 2022 (12 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1994 - 2002 (8 years)
Disclosure(s)
View By:
1/16/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/28/2022

B
Mississippi 4/22/2022

B
Arkansas 4/22/2022

B
North Carolina 4/27/2022

B
Colorado 4/22/2022

B
Ohio 7/25/2024

B
Georgia 4/22/2022

B
Oklahoma 4/25/2022

B
Illinois 4/27/2022

B
Oregon 4/22/2022

B
Kansas 4/22/2022

B
South Carolina 4/22/2022

B
Louisiana 4/22/2022

B
Texas 4/22/2022

IA
Louisiana 4/22/2022

IA
Texas 5/9/2022

B
Maryland 4/22/2022

B
Virginia 4/27/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
NYSE Chicago, Inc.

B
Nasdaq PHLX LLC

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
209 W. Alabama Avenue, Ruston, LA 71270
Registered with this firm since 4/22/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
209 W. Alabama Avenue, Ruston, LA 71270
Registered with this firm since 4/22/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/19/2009 - 04/26/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RUSTON, LA
B
01/01/2008 - 04/26/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RUSTON, LA
B
09/20/2002 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) RUSTON, LA
IA
09/20/1994 - 09/24/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) MONROE, LA
B
05/06/1993 - 09/24/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
09/26/1991 - 03/19/1993 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
09/26/1991 - 03/19/1993 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
03/24/1988 - 12/31/1988 E.I. SALES, INC. (CRD#:1703) DES MOINES, IA
B
05/09/1983 - 12/19/1986 NEW ENGLAND SECURITIES CORPORATION (CRD#:615)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.