Individual Firm
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ANTHONY LEWIS BARBASH
CRD#: 1123804
IA
B
RBC CAPITAL MARKETS, LLCCRD#: 31194 5310 KIETZKE LANE
SUITE 201
RENO, NV 89511-2044
SUITE 201
RENO, NV 89511-2044
0
Disclosures
41
Years of Experience
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State Registrations
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Alaska 3/5/2020
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Nevada 1/21/2010
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Arizona 1/21/2010
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New Jersey 1/21/2010
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California 1/21/2010
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New York 1/21/2010
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Colorado 1/21/2010
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Ohio 2/13/2024
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Connecticut 3/20/2023
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Oregon 1/21/2010
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Florida 1/21/2010
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South Carolina 1/21/2010
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Hawaii 1/21/2010
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Tennessee 9/23/2020
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Idaho 1/21/2010
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Texas 1/30/2025
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Indiana 1/21/2010
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Texas 1/30/2025
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Montana 1/21/2010
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Washington 1/21/2010
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Nebraska 10/31/2022
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Wisconsin 1/28/2025
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Nevada 1/21/2010
SRO Registrations
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IA
Registered with this firm since 1/21/2010
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Registered with this firm since 1/21/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/1994 - 01/29/2010 | RENO, NV | |
B | 04/19/1983 - 01/29/2010 | RENO, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.