Individual Firm
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MARSHALL SCOTT HUDDLESTON
CRD#: 1123323
IA
B
THE AMERIFLEX GROUPCRD#: 305585 3 Pointe Dr.
Ste 302
Brea, CA 92821
Ste 302
Brea, CA 92821
OSAIC WEALTH, INC.CRD#: 23131 3 POINTE DRIVE
SUITE 302
BREA, CA 92821
SUITE 302
BREA, CA 92821
0
Disclosures
41
Years of Experience
View By:
State Registrations
B
Arizona 9/1/2023
B
Nevada 9/1/2023
IA
California 8/6/2020
B
New York 9/1/2023
B
California 9/1/2023
B
North Carolina 9/1/2023
B
Connecticut 9/1/2023
B
Oregon 9/1/2023
B
District of Columbia 9/1/2023
B
Tennessee 9/1/2023
B
Florida 9/1/2023
IA
Texas 1/2/2021
B
Georgia 9/1/2023
B
Texas 9/1/2023
B
Idaho 9/1/2023
B
Utah 9/1/2023
B
Illinois 9/1/2023
B
Washington 9/1/2023
B
Michigan 9/1/2023
SRO Registrations
B
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IA
Registered with this firm since 8/6/2020
B
Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/06/2020 - 09/01/2023 | FULLERTON, CA | |
IA | 01/21/2017 - 11/28/2020 | FULLERTON, CA | |
IA | 09/06/2017 - 08/13/2020 | FULLERTON, CA | |
B | 11/01/2017 - 08/13/2020 | FULLERTON, CA | |
IA | 02/16/2012 - 11/01/2017 | YORBA LANE, CA | |
B | 02/16/2012 - 11/01/2017 | FULLERTON, CA | |
IA | 05/07/1999 - 02/24/2012 | FULLERTON, CA | |
B | 06/25/1985 - 02/24/2012 | FULLERTON, CA | |
B | 04/16/1984 - 07/15/1985 | ||
B | 06/20/1983 - 04/19/1984 |
04/16/1984 - 07/15/1985
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.