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Detailed Report
Russell M. Rice
RUSSELL MURRAY RICE, Russell M Rice
CRD#: 1122692
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 222 WELLER ST SUITE 1
PETALUMA, CA 94952
Registration History
198519901995200020052010201520202025IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)1999 - Present (25 years)BBWC INVESTMENT SERVICES, INC. (CRD# 29357)1999 - 1999 (<1 year)BMARKETING ONE SECURITIES, INC. (CRD# 16611)1992 - 1999 (7 years)BPAMCO SECURITIES AND INSURANCE... (CRD# 11028)1986 - 1988 (2 years)BCYPRESS CAPITAL CORPORATION (CRD# 7919)1985 - 1986 (1 year)BMUTUAL OF OMAHA FUND MANAGEMEN... (CRD# 611)1983 - 1984 (<1 year)
Disclosure(s)
View By:
10/22/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 4/29/1999
B
Nevada 4/2/1999
B
Arkansas 9/13/2010
B
New York 8/16/2016
B
California 4/2/1999
B
Oklahoma 1/25/2013
IA
California 1/29/2007
B
Pennsylvania 1/6/2022
B
Colorado 4/13/2000
B
Texas 4/5/2024
B
Florida 8/5/2024
IA
Texas 4/15/2024
B
Georgia 1/5/2021
B
Utah 6/29/2010
B
Idaho 7/16/2021
B
Wisconsin 9/20/2024
B
Missouri 8/18/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
222 WELLER ST SUITE 1, PETALUMA, CA 94952
Truckee, CA
Registered with this firm since 1/29/2007
B
EDWARD JONES (CRD#:250)
222 WELLER ST SUITE 1, PETALUMA, CA 94952
Truckee, CA
Registered with this firm since 4/2/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/20/1999 - 04/28/1999 BWC INVESTMENT SERVICES, INC. (CRD#:29357) OMAHA, NE
B
 01/17/1992 - 03/26/1999 MARKETING ONE SECURITIES, INC. (CRD#:16611) PORTLAND, OR
B
 05/08/1986 - 08/02/1988 PAMCO SECURITIES AND INSURANCE SERVICES (CRD#:11028)
B
 03/07/1985 - 05/17/1986 CYPRESS CAPITAL CORPORATION (CRD#:7919)
B
 05/16/1983 - 02/06/1984 MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (CRD#:611)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.