Individual Firm
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STEPHEN MARK HAAN
STEVE HAAN
CRD#: 1121535
IA
B
SPCCRD#: 110692 GRANDVILLE, MI
SIGMA FINANCIAL CORPORATIONCRD#: 14303 GRANDVILLE, MI
0
Disclosures
41
Years of Experience
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State Registrations
B
California 2/13/2018
IA
Michigan 1/27/2010
B
Michigan 4/7/2000
B
New Jersey 6/30/2022
SRO Registrations
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/19/1993 - 04/07/2000 | CHICAGO, IL | |
B | 06/03/1992 - 07/21/1993 | WARREN, MI | |
B | 12/02/1988 - 06/09/1992 | GRAND RAPIDS, MI | |
B | 05/25/1983 - 12/20/1988 | GRAND RAPIDS, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.