Individual Firm
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DANIEL GLENN STAFFORD
DAN STAFFORD, DANIEL G STAFFORD
CRD#: 1119195
IA
B
ASSUREDPARTNERS INVESTMENT ADVISORSCRD#: 309550 2501 W. Beltline Highway, Suite 201
Madison, WI 53713
Madison, WI 53713
0
Disclosures
41
Years of Experience
View By:
State Registrations
IA
Wisconsin 1/24/2023
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Registered with this firm since 1/24/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/27/2013 - 01/23/2023 | MADISON, WI | |
B | 05/23/2019 - 01/23/2023 | MADISON, WI | |
B | 11/27/2013 - 05/23/2019 | MADISON, WI | |
IA | 10/04/2011 - 04/01/2013 | MADISON, WI | |
B | 09/30/2011 - 04/01/2013 | MADISON, WI | |
IA | 08/18/2009 - 09/30/2011 | MADISON, WI | |
B | 08/18/2009 - 09/30/2011 | MADISON, WI | |
IA | 04/10/2000 - 07/09/2009 | MADISON, WI | |
B | 11/21/2006 - 06/04/2009 | MADISON, WI | |
B | 12/05/1996 - 11/30/2006 | MADISON, WI | |
B | 01/20/1995 - 12/03/1996 | LAVISTA, NE | |
B | 06/23/1993 - 02/11/1995 | HARTFORD, CT | |
B | 01/06/1992 - 06/28/1993 | NEW YORK, NY | |
B | 04/14/1983 - 04/23/1992 | ||
B | 06/19/1983 - 05/20/1985 |
MADISON, WI
04/10/2000 - 07/09/2009
MADISON, WI
12/05/1996 - 11/30/2006
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.