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Detailed Report
DAVID WARREN PERRY
CRD#: 1114332
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 315 N DEWEY ST
STE 202
NORTH PLATTE, NE 69101
Registration History
1985199019952000200520102015202020252 FIRMS2008 - Present (16 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)1984 - 2007 (23 years)
License(s)

State Registrations

B
Alabama 8/31/2021
B
Nebraska 2/1/2008
B
Arizona 10/23/2015
IA
Nebraska 11/14/2008
B
Arkansas 11/15/2017
B
New Jersey 11/29/2021
B
California 4/12/2016
B
New Mexico 9/18/2017
B
Colorado 10/29/2008
B
New York 10/29/2008
B
Florida 10/30/2008
B
North Carolina 10/9/2017
B
Georgia 4/8/2010
B
Oklahoma 10/2/2024
B
Indiana 10/27/2008
B
Pennsylvania 11/7/2008
B
Iowa 6/28/2024
B
South Carolina 2/8/2023
B
Kansas 12/17/2024
B
Texas 3/19/2015
B
Massachusetts 2/10/2022
IA
Texas 3/19/2015
B
Missouri 8/20/2019
B
Virginia 12/5/2008
B
Montana 11/22/2022
B
Wyoming 1/3/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
315 N DEWEY ST STE 202, NORTH PLATTE, NE 69101
Registered with this firm since 11/14/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
315 N DEWEY ST STE 202, NORTH PLATTE, NE 69101
Registered with this firm since 1/31/2008
Previous Registration(s)
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B
 07/27/1984 - 11/30/2007 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) NORTH PLATTE, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.