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Detailed Report
ELIZABETH ANN PLUNKETT
ELIZABETH ANN PIOLI, LIBBY PIOLI, LIBBY PLUNKETT
CRD#: 1113970
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 116 Hays Street
BEL AIR, MD 21014
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2019 (11 years)2 FIRMS2019 - Present (5 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1994 - 2008 (13 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1990 - 1994 (4 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1988 - 1990 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1988 (4 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2008 (9 years)
License(s)

State Registrations

B
Alabama 6/16/2021
B
Mississippi 4/30/2020
B
Arizona 5/24/2021
B
New Jersey 10/17/2019
B
California 10/17/2019
B
New Mexico 4/21/2023
B
Colorado 10/17/2019
B
New York 10/17/2019
B
Connecticut 10/17/2019
B
North Carolina 10/17/2019
B
Delaware 10/17/2019
B
Ohio 10/17/2019
B
District of Columbia 10/17/2019
B
Oregon 10/17/2019
B
Florida 10/17/2019
B
Pennsylvania 10/17/2019
B
Georgia 10/17/2019
B
South Carolina 10/17/2019
B
Illinois 10/17/2019
B
Texas 10/17/2019
B
Kansas 4/18/2023
IA
Texas 10/17/2019
B
Maine 1/13/2020
B
Virgin Islands 10/17/2019
B
Maryland 10/17/2019
B
Virginia 10/17/2019
IA
Maryland 10/17/2019
B
West Virginia 10/17/2019
B
Massachusetts 10/17/2019
B
Wyoming 12/9/2019
B
Minnesota 10/17/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
116 Hays Street, BEL AIR, MD 21014
Registered with this firm since 10/17/2019
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
116 Hays Street, BEL AIR, MD 21014
Registered with this firm since 10/17/2019
Previous Registration(s)
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IA
 01/01/2008 - 10/24/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEL AIR, MD
B
 01/01/2008 - 10/24/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEL AIR, MD
B
 06/10/1994 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BEL AIR, MD
IA
 01/01/1999 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BEL AIR, MD
B
 04/30/1990 - 06/17/1994 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
B
 03/14/1988 - 05/01/1990 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 04/20/1983 - 02/27/1988 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.