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PATRICIA S. WINDHAM
PATRICIA ANN STRAIN, PATRICIA STRAIN WINDHAM, PATRICIA S. WINDHAM-HARVEY
CRD#: 1111965
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 125 E INTENDENCIA ST
STE 200
PENSACOLA, FL 32502
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - Present (21 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1983 - 2000 (17 years)
Disclosure(s)
View By:
4/16/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/1/2003

B
New York 7/1/2003

B
Arkansas 1/26/2024

B
North Carolina 7/1/2003

B
California 7/1/2003

B
Ohio 9/19/2023

B
Florida 7/1/2003

B
Oregon 6/27/2022

IA
Florida 7/1/2003

B
Pennsylvania 3/20/2009

B
Georgia 7/1/2003

B
Rhode Island 3/28/2024

B
Illinois 7/1/2003

B
Tennessee 7/1/2003

B
Kentucky 7/1/2003

B
Texas 7/1/2003

B
Louisiana 7/1/2003

IA
Texas 9/22/2017

B
Mississippi 7/1/2003

B
Virginia 7/1/2003

B
Missouri 6/21/2023

B
Washington 11/3/2023

B
Nevada 7/1/2003

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
125 E INTENDENCIA ST STE 200, PENSACOLA, FL 32502
Pensacola, FL
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
125 E INTENDENCIA ST STE 200, PENSACOLA, FL 32502
Pensacola, FL
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/28/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) PENSACOLA, FL
B
07/28/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
04/19/1983 - 08/23/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.