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Detailed Report
TIMOTHY JAMES LYLE
TIM LYLE
CRD#: 1111138
IA
Investment Adviser
B
Previous Broker
CUMBERLAND ADVISORSCRD#: 107964 1 SOUTH SCHOOL AVENUE
SUITE 900
SARASOTA, FL 34237
Registration History
1985199019952000200520102015202020252 FIRMS1989 - 1989 (<1 year)2 FIRMS1993 - 1994 (<1 year)2 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2016 (3 years)IACUMBERLAND ADVISORS (CRD# 107964)2016 - Present (8 years)BCONTEMPORARY FINANCIAL SOLUTIO... (CRD# 121699)2005 - 2007 (2 years)BMONY SECURITIES CORPORATION (CRD# 4386)2003 - 2004 (<1 year)BTRUSTED SECURITIES ADVISORS CORP. (CRD# 24049)1999 - 2003 (4 years)BLIFEUSA SECURITIES, INC. (CRD# 40875)1999 - 1999 (<1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1996 - 1998 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1994 - 1996 (2 years)BBROKER DEALER FINANCIAL SERVIC... (CRD# 8073)1992 - 1993 (1 year)BDICKINSON & CO. (CRD# 689)1989 - 1992 (2 years)BPIPER, JAFFRAY & HOPWOOD INCOR... (CRD# 665)1983 - 1989 (5 years)
License(s)

State Registrations

IA
Florida 11/9/2016
Current Registration(s)
IA
CUMBERLAND ADVISORS (CRD#:107964)
1 SOUTH SCHOOL AVENUE SUITE 900, SARASOTA, FL 34237
Registered with this firm since 10/3/2016
Previous Registration(s)
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IA
 08/31/2012 - 05/13/2016 GLOBAL FINANCIAL PRIVATE CAPITAL, LLC (CRD#:132070) SARASOTA, FL
B
 08/10/2012 - 05/13/2016 G.F. INVESTMENT SERVICES, LLC (CRD#:132939) SARASOTA, FL
IA
 02/23/2009 - 07/17/2012 INVESTMENT ADVISORS CORP (CRD#:117531) JOHNSTON, IA
B
 02/23/2009 - 07/17/2012 BROKER DEALER FINANCIAL SERVICES CORP. (CRD#:8073) CORALVILLE, IA
IA
 05/04/2005 - 02/20/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) WEST PALM BEACH, FL
B
 01/10/2005 - 02/20/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) WEST PALM BEACH, FL
B
 01/10/2005 - 12/20/2007 CONTEMPORARY FINANCIAL SOLUTIONS, INC. (CRD#:121699) WEST PALM BEACH, FL
IA
 01/16/2004 - 01/12/2005 CAMBRIDGE INVESTMENT RESERARCH, INC. (CRD#:39543) FAIRFIELD, IA
B
 01/08/2004 - 01/12/2005 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FAIRFIELD, IA
B
 12/02/2003 - 02/06/2004 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
 06/04/1999 - 12/02/2003 TRUSTED SECURITIES ADVISORS CORP. (CRD#:24049) NEW YORK, NY
B
 01/20/1999 - 06/02/1999 LIFEUSA SECURITIES, INC. (CRD#:40875) MINNEAPOLIS, MN
B
 11/21/1996 - 12/31/1998 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 04/26/1994 - 11/05/1996 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 08/20/1993 - 04/13/1994 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
 08/09/1993 - 04/13/1994 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 01/29/1992 - 08/13/1993 BROKER DEALER FINANCIAL SERVICES CORP. (CRD#:8073) WEST DES MOINES, IA
B
 10/30/1989 - 02/05/1992 DICKINSON & CO. (CRD#:689)
FINRA expelled the firm on 04/07/1998
DES MOINES, IA
B
 06/29/1989 - 11/10/1989 ANCHOR NATIONAL FINANCIAL SERVICES, INC. (CRD#:5774)
B
 02/01/1989 - 06/12/1989 A. G. EDWARDS & SONS, INC. (CRD#:4)
B
 04/20/1983 - 01/30/1989 PIPER, JAFFRAY & HOPWOOD INCORPORATED (CRD#:665)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.