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GLENN Hunter THOMAS Jr
GLENN H THOMAS JR, GLENN H THOMAS, GLENN HUNTER THOMAS JR, GLENN Hunter THOMAS, GLENN THOMAS
CRD#: 1110228
IA
Investment Adviser
B
Broker
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 401 Lancaster Avenue
Haverford, PA 19041
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - 2014 (3 years)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2016 - 2020 (4 years)2 FIRMS2023 - Present (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2005 (3 years)BINVESTMENT PERSPECTIVES SECURI... (CRD# 37593)1995 - 2002 (7 years)BU.S. SECURITIES, INC. (CRD# 14289)1989 - 1995 (5 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1989 - 1989 (<1 year)BLOWRY FINANCIAL SERVICES CORPO... (CRD# 7291)1983 - 1989 (5 years)BCORNERSTONE FINANCIAL PLANS, LTD. (CRD# 15209)1984 - 1986 (1 year)IACHANCELLOR FINANCIAL GROUP WB LP (CRD# 159563)2021 - 2022 (1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2005 (1 year)
Disclosure(s)
View By:
12/11/1996
Customer Dispute
Settled
License(s)

State Registrations

IA
Pennsylvania 3/9/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
401 Lancaster Avenue, Haverford, PA 19041
Registered with this firm since 4/7/2023

IA
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
401 Lancaster Avenue, Haverford, PA 19041
Registered with this firm since 3/9/2023

Previous Registration(s)
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IA
05/19/2021 - 10/05/2022 CHANCELLOR FINANCIAL GROUP WB LP (CRD#:159563) WILKES-BARRE, PA
IA
02/11/2016 - 08/28/2020 SANTANDER SECURITIES (CRD#:41791) Philadelphia, PA
B
02/04/2016 - 08/28/2020 SANTANDER SECURITIES LLC (CRD#:41791) Philadelphia, PA
B
05/13/2015 - 11/19/2015 M HOLDINGS SECURITIES, INC. (CRD#:43285) BETHLEHEM, PA
IA
09/17/2015 - 11/09/2015 CAPTRUST (CRD#:175112) Bethlehem, PA
IA
09/30/2011 - 12/02/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BETHLEHEM, PA
B
09/29/2011 - 12/02/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BETHLEHEM, PA
IA
11/16/2007 - 08/08/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) ALLENTOWN, PA
B
11/21/2007 - 08/08/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) ALLENTOWN, PA
IA
09/10/2004 - 12/31/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) KINGSTON, PA
B
10/04/2002 - 12/31/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
01/20/1995 - 09/27/2002 INVESTMENT PERSPECTIVES SECURITIES, LTD. (CRD#:37593) EMMAUS, PA
B
05/10/1989 - 01/27/1995 U.S. SECURITIES, INC. (CRD#:14289) HARTFORD, CT
B
03/31/1989 - 08/14/1989 MUTUAL SERVICE CORPORATION (CRD#:4806)
B
04/20/1983 - 03/31/1989 LOWRY FINANCIAL SERVICES CORPORATION (CRD#:7291)
B
08/21/1984 - 01/14/1986 CORNERSTONE FINANCIAL PLANS, LTD. (CRD#:15209)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.