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PETER BRANDON ROSS
CRD#: 1109583
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 200 Market Street
Suite 203
Montvale, NJ 07645
Suite 203
Montvale, NJ 07645
View By:
1/22/2008
Customer Dispute
Denied
State Registrations
B
Alabama 6/27/2019
B
New Hampshire 10/19/2007
B
Arizona 10/19/2007
B
New Jersey 10/19/2007
B
California 10/19/2007
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New Jersey 10/19/2007
B
Colorado 10/19/2007
B
New Mexico 5/4/2021
B
Connecticut 10/19/2007
B
New York 10/19/2007
B
Delaware 10/19/2007
B
North Carolina 10/19/2007
B
District of Columbia 9/13/2021
B
Ohio 10/19/2007
B
Florida 10/19/2007
B
Oregon 7/13/2022
B
Georgia 10/19/2007
B
Pennsylvania 10/19/2007
B
Hawaii 1/19/2017
B
Rhode Island 7/15/2020
B
Illinois 10/19/2007
B
South Carolina 10/11/2012
B
Indiana 10/19/2007
B
Tennessee 12/24/2020
B
Kansas 10/19/2007
B
Texas 10/19/2007
B
Kentucky 10/19/2007
IA
Texas 5/5/2017
B
Maine 10/19/2007
B
Utah 1/17/2025
B
Maryland 2/27/2020
B
Vermont 10/19/2007
B
Massachusetts 10/19/2007
B
Virginia 10/19/2007
B
Missouri 10/19/2007
B
Washington 10/19/2007
B
Montana 12/4/2023
SRO Registrations
B
B
B
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IA
Registered with this firm since 10/19/2007
B
Registered with this firm since 10/19/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/11/2005 - 10/25/2007 | ORADELL, NJ | |
B | 08/27/1990 - 10/25/2007 | ORADELL, NJ | |
B | 03/28/1989 - 08/30/1990 | NEW YORK, NY | |
B | 04/23/1985 - 04/06/1989 | ||
B | 03/22/1983 - 04/10/1985 |
03/22/1983 - 04/10/1985
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.