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Detailed Report
ERIC BERNARD HOLMES
CRD#: 1109267
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 Baltimore, MD
Registration History
1985199019952000200520102015202020252 FIRMS1984 - 1986 (1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2011 - Present (13 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2000 - Present (24 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)2000 - 2001 (1 year)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)1987 - 1999 (11 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1986 - 1987 (1 year)BUNITED INTEGRATED EQUITIES, INC. (CRD# 10509)1983 - 1984 (1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2002 - 2011 (8 years)
License(s)

State Registrations

B
District of Columbia 1/21/2016
B
New Jersey 12/18/2019
IA
District of Columbia 3/3/2016
IA
New Jersey 12/19/2019
B
Florida 6/21/2011
B
North Carolina 5/2/2022
IA
Florida 10/24/2011
IA
North Carolina 5/5/2022
B
Georgia 5/3/2021
B
Ohio 8/27/2024
IA
Georgia 5/4/2021
IA
Ohio 8/27/2024
B
Maryland 1/21/2016
B
Virginia 1/21/2016
IA
Maryland 1/22/2016
IA
Virginia 1/26/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
Baltimore, MD
Registered with this firm since 10/24/2011
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
Baltimore, MD
Registered with this firm since 6/22/2000
Previous Registration(s)
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IA
 10/04/2002 - 08/10/2011 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) TAMPA, FL
B
 06/22/2000 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
B
 11/14/1987 - 02/25/1999 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
B
 02/21/1986 - 07/14/1987 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
B
 07/19/1984 - 01/14/1986 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978)
B
 07/19/1984 - 01/14/1986 LINCOLN NATIONAL PENSION INSURANCE COMPANY (CRD#:10293)
B
 04/19/1983 - 07/18/1984 UNITED INTEGRATED EQUITIES, INC. (CRD#:10509)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.