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MICHAEL PATRICK LICARI
CRD#: 1106018
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - Present (30 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - Present (39 years)BSHEARSON LEHMAN BROTHERS INC. (CRD# 7506)1983 - 1985 (2 years)
Disclosure(s)
View By:
4/17/2020
Customer Dispute
Closed-No Action
9/24/2001
Customer Dispute
Closed-No Action
2/1/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 12/6/2023

B
New Jersey 11/17/2010

B
Arkansas 2/7/2024

B
New York 6/19/1985

B
California 6/19/1985

B
North Carolina 3/17/2010

IA
California 7/8/1997

B
Ohio 4/5/2017

B
Colorado 11/8/2000

B
Oregon 10/17/1986

B
Delaware 11/15/2019

B
Pennsylvania 3/9/1998

B
Florida 3/10/1993

B
South Carolina 6/10/2015

B
Idaho 2/19/2016

B
South Dakota 11/2/2018

B
Illinois 12/7/2020

IA
Texas 5/14/2010

B
Maryland 6/30/2014

B
Texas 8/18/2016

B
Massachusetts 5/8/2015

B
Virginia 6/3/1994

B
Michigan 8/12/2013

B
Washington 8/12/1996

B
Nevada 2/24/2016

B
Wisconsin 2/19/1999

B
New Hampshire 5/17/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 4/7/1994

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 6/19/1985

Previous Registration(s)
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B
03/25/1983 - 07/01/1985 SHEARSON LEHMAN BROTHERS INC. (CRD#:7506)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.