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Detailed Report
SHERRY ALLYN ADLER
SHERRY ALLYN LAWLOR, SHERRY LAWLOR, SHERRY STEELMAN
CRD#: 1105623
IA
Investment Adviser
B
Broker
NEXT FINANCIAL GROUP, INC.CRD#: 46214 Helendale, CA
Registration History
1985199019952000200520102015202020252 FIRMS2016 - Present (8 years)BCUMBERLAND ADVISORS, PTY (CRD# 13409)1986 - 1989 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 1986 (2 years)BJANNEY MONTGOMERY SCOTT INC. (CRD# 463)1983 - 1983 (<1 year)
License(s)

State Registrations

B
Alaska 4/12/2021
B
Minnesota 7/12/2022
B
Arizona 7/7/2016
B
Missouri 10/11/2023
B
California 6/9/2016
B
Nevada 10/3/2018
IA
California 6/9/2016
B
New York 6/9/2016
B
Colorado 10/18/2017
B
Ohio 7/27/2023
B
Florida 1/22/2019
B
Oregon 6/9/2016
B
Georgia 10/1/2018
B
Pennsylvania 8/18/2023
B
Idaho 1/17/2022
B
South Carolina 8/8/2024
B
Indiana 5/6/2019
B
Tennessee 9/25/2018
B
Iowa 7/2/2024
B
Texas 6/21/2016
B
Kansas 7/27/2023
IA
Texas 5/2/2019
B
Massachusetts 1/11/2017
B
Utah 6/9/2016
B
Michigan 4/18/2024
B
Washington 10/18/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
Helendale, CA
Registered with this firm since 6/9/2016
B
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
Helendale, CA
Registered with this firm since 5/17/2016
Previous Registration(s)
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B
 06/27/1986 - 08/22/1989 CUMBERLAND ADVISORS, PTY (CRD#:13409)
B
 05/04/1984 - 06/25/1986 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
 03/22/1983 - 10/21/1983 JANNEY MONTGOMERY SCOTT INC. (CRD#:463)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.