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HOWARD ALAN BLITZ
CRD#: 1105576
IA
B
MORGAN STANLEYCRD#: 149777 10960 Wilshire Boulevard
Suite 2000
Los Angeles, CA 90024
Suite 2000
Los Angeles, CA 90024
0
Disclosures
41
Years of Experience
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State Registrations
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Alabama 11/18/2009
B
Montana 7/29/2022
B
Arizona 6/1/2009
B
Nebraska 11/24/2021
B
California 6/1/2009
B
Nevada 6/1/2009
IA
California 6/1/2009
B
New Hampshire 4/19/2010
B
Colorado 6/1/2009
B
New Jersey 6/1/2009
IA
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 3/7/2016
B
Ohio 6/1/2009
B
District of Columbia 6/1/2009
B
Oregon 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 6/11/2014
B
Georgia 6/1/2009
B
South Carolina 6/15/2012
B
Hawaii 6/29/2016
B
South Dakota 6/1/2009
B
Idaho 6/1/2009
B
Tennessee 6/2/2016
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Indiana 6/1/2009
IA
Texas 2/11/2014
B
Kansas 10/7/2010
B
Utah 8/21/2019
B
Kentucky 6/1/2009
B
Vermont 11/16/2023
B
Maryland 6/1/2009
B
Virginia 1/18/2011
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Michigan 6/1/2009
B
West Virginia 8/8/2022
B
Minnesota 6/22/2018
B
Wisconsin 9/29/2016
B
Missouri 3/4/2011
B
Wyoming 11/8/2017
SRO Registrations
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B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/28/2003 - 06/01/2009 | LOS ANGELES, CA | |
B | 03/28/2003 - 06/01/2009 | LOS ANGELES, CA | |
IA | 01/03/2003 - 04/01/2003 | LOS ANGELES , CA | |
B | 01/03/2003 - 04/01/2003 | NEW YORK, NY | |
IA | 07/08/1997 - 01/03/2003 | LOS ANGELES, CA | |
B | 08/07/1989 - 01/03/2003 | NEW YORK, NY | |
B | 03/06/1987 - 08/14/1989 | JERSEY CITY, NJ | |
B | 05/26/1983 - 03/14/1987 |
JERSEY CITY, NJ
03/06/1987 - 08/14/1989
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.