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JOSEPH STEPHEN HARDWICK
STEPHEN JOSEPH HARDWICK, STEVE HARDWICK
CRD#: 1105232
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1550 West McEwen Drive
Suite 450
FRANKLIN, TN 37067
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - Present (12 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2000 - 2007 (7 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1997 - 2000 (3 years)BAMERISTAR CAPITAL MARKETS, INC. (CRD# 17068)1994 - 1997 (2 years)BLABREC SECURITIES, INC. (CRD# 10473)1983 - 1985 (1 year)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1983 - 1983 (<1 year)IAAMSOUTH INVESTMENT MANAGEMENT ... (CRD# 111757)2003 - 2007 (3 years)IAAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 4/10/2013

B
Missouri 3/31/2021

B
Arizona 8/22/2018

B
New York 2/26/2014

B
California 2/13/2013

B
North Carolina 2/13/2013

B
Colorado 2/13/2013

B
Ohio 7/16/2015

B
Florida 2/13/2013

B
Oregon 4/10/2013

B
Georgia 2/13/2013

B
South Carolina 3/6/2014

B
Illinois 3/21/2023

B
Tennessee 2/13/2013

B
Kansas 12/4/2024

IA
Tennessee 2/13/2013

B
Kentucky 2/13/2013

B
Texas 2/13/2013

B
Maine 2/13/2013

IA
Texas 4/23/2013

B
Michigan 11/27/2024

B
Virginia 2/13/2013

B
Mississippi 3/20/2018

B
Washington 12/4/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1550 West McEwen Drive Suite 450, FRANKLIN, TN 37067
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1550 West McEwen Drive Suite 450, FRANKLIN, TN 37067
Registered with this firm since 2/13/2013

Previous Registration(s)
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IA
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) NASHVILLE, TN
B
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) NASHVILLE, TN
IA
07/10/2003 - 02/20/2007 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) BIRMINGHAM, AL
B
02/14/2000 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) NASHVILLE, TN
IA
02/13/2003 - 08/08/2003 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) NASHVILLE, TN
B
02/01/1997 - 02/14/2000 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
10/18/1994 - 02/01/1997 AMERISTAR CAPITAL MARKETS, INC. (CRD#:17068)
B
12/02/1983 - 02/19/1985 LABREC SECURITIES, INC. (CRD#:10473)
FINRA expelled the firm on 12/07/1992
B
03/18/1983 - 10/21/1983 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.