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LUCILLE ANN DENOS
LUCILLE ANN CASAVANT, LUCILLE HOWLAND
CRD#: 1104457
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 400 S. EL CAMINO REAL
SUITE 900
SAN MATEO, CA 94402
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2009 (9 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1999 - 2000 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1996 - 1999 (2 years)BEVEREN SECURITIES, INC. (CRD# 19616)1996 - 1997 (<1 year)
License(s)

State Registrations

B
Arizona 3/14/2012

B
Michigan 4/15/2024

B
California 6/10/2010

B
Nevada 11/30/2016

IA
California 6/15/2010

B
Oregon 9/1/2023

B
Florida 1/16/2025

B
Utah 12/2/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
400 S. EL CAMINO REAL SUITE 900, SAN MATEO, CA 94402
Registered with this firm since 6/15/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
400 S. EL CAMINO REAL SUITE 900, SAN MATEO, CA 94402
Registered with this firm since 6/10/2010

Previous Registration(s)
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IA
06/01/2009 - 07/06/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SAN MATEO, CA
B
06/01/2009 - 07/06/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAN MATEO, CA
IA
05/09/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN MATEO, CA
B
04/27/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN MATEO, CA
B
06/18/1999 - 05/18/2000 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
12/18/1996 - 04/26/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
09/20/1996 - 01/16/1997 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
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