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Sylvester Thomas Jr
SYLVESTER (JR) THOMAS, SYLVESTER THOMAS JR., Sylvester Thomas
CRD#: 1104199
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7301 OHMS LANE
SUITE 460
EDINA, MN 55439
CETERA INVESTMENT SERVICES LLCCRD#: 15340 7301 OHMS LANE
SUITE 460
EDINA, MN 55439
Registration History
1985199019952000200520102015202020252 FIRMS2015 - 2018 (3 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BNYLIFE SECURITIES LLC (CRD# 5167)2012 - 2014 (2 years)BPRUCO SECURITIES, LLC. (CRD# 5685)1983 - 2012 (28 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2013 - 2014 (1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2001 - 2012 (10 years)
License(s)

State Registrations

B
Florida 6/20/2019

B
Minnesota 6/20/2019

B
Georgia 7/19/2022

IA
Minnesota 6/20/2019

B
Massachusetts 6/20/2019

B
New York 5/21/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
7301 OHMS LANE SUITE 460, EDINA, MN 55439
Registered with this firm since 6/20/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
7301 OHMS LANE SUITE 460, EDINA, MN 55439
Registered with this firm since 6/20/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/29/2018 - 06/25/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) Edina, MN
B
06/27/2018 - 06/25/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) EDINA, MN
IA
01/12/2015 - 05/25/2018 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Longmeadow, MA
B
01/06/2015 - 05/25/2018 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Longmeadow, MA
IA
07/24/2013 - 12/16/2014 EAGLE STRATEGIES LLC (CRD#:110826) JACKSONVILLE, FL
B
03/26/2012 - 12/16/2014 NYLIFE SECURITIES LLC (CRD#:5167) JACKSONVILLE, FL
IA
07/13/2001 - 02/03/2012 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) JACKSONVILLE, FL
B
03/15/1983 - 02/03/2012 PRUCO SECURITIES, LLC. (CRD#:5685) JACKSONVILLE, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.