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Detailed Report
SARAH RUTH PORTER
SARAH PORTER, SARAH RUTH VANSCOTER
CRD#: 1103862
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 28 State Street 26Th Floor
Boston, MA 02109
Registration History
1985199019952000200520102015202020252 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2010 (5 years)2 FIRMS2010 - Present (14 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 2003 (14 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1989 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1988 (4 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1990 - 2003 (13 years)
License(s)

State Registrations

B
Alaska 6/12/2017
B
New York 5/14/2010
B
Arizona 5/14/2010
B
North Carolina 5/14/2010
B
California 5/14/2010
B
North Dakota 2/9/2018
B
Colorado 7/22/2013
B
Ohio 5/14/2010
B
Connecticut 5/14/2010
B
Oklahoma 2/1/2018
B
District of Columbia 2/6/2018
B
Oregon 5/14/2010
B
Florida 5/24/2010
B
Pennsylvania 5/14/2010
B
Georgia 5/14/2010
B
Rhode Island 5/14/2010
B
Illinois 5/14/2010
IA
Rhode Island 5/17/2010
B
Indiana 5/13/2019
B
South Carolina 5/9/2012
B
Iowa 5/14/2010
B
South Dakota 12/11/2017
B
Louisiana 2/6/2018
B
Tennessee 5/14/2010
B
Maine 5/14/2010
B
Texas 2/1/2018
B
Maryland 3/11/2015
IA
Texas 4/15/2020
B
Massachusetts 5/14/2010
B
Utah 3/4/2019
B
Michigan 5/14/2010
B
Vermont 5/14/2010
B
Minnesota 2/6/2018
B
Virginia 5/14/2010
B
Missouri 2/6/2018
B
Washington 5/14/2010
B
Nebraska 4/7/2020
B
West Virginia 8/28/2019
B
Nevada 5/14/2010
B
Wisconsin 2/6/2018
B
New Hampshire 5/14/2010
B
Wyoming 9/14/2012
B
New Jersey 5/14/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
28 State Street 26Th Floor, Boston, MA 02109
Registered with this firm since 5/14/2010
B
MORGAN STANLEY (CRD#:149777)
28 State Street 26Th Floor, Boston, MA 02109
Registered with this firm since 5/14/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/13/2004 - 05/20/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOSTON, MA
B
 08/13/2004 - 05/20/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOSTON, MA
IA
 07/01/2003 - 08/18/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) BOSTON, MA
B
 07/01/2003 - 08/18/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 01/23/1990 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BOSTON, MA
B
 01/20/1989 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 02/15/1988 - 02/23/1989 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
 03/25/1983 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.