Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
LAWRENCE EDWARD SEGERS
LAWRENCE EDWARE SEGERS
CRD#: 1101326
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 4000
CHICAGO, IL 60606
Registration History
1985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 2003 (11 years)BOBERWEIS SECURITIES, INC. (CRD# 7739)1986 - 1999 (13 years)BHAMILTON INVESTMENTS, INC. (CRD# 821)1988 - 1992 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 1986 (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1983 - 1984 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2003 (4 years)
Disclosure(s)
View By:
5/23/1986
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 7/1/2003
B
Michigan 10/29/2007
B
California 7/1/2003
B
Missouri 12/1/2003
B
Colorado 7/1/2003
B
New York 11/6/2014
B
Florida 7/1/2003
B
North Carolina 11/23/2015
B
Illinois 7/1/2003
B
Tennessee 1/2/2025
IA
Illinois 7/1/2003
B
Texas 4/22/2013
B
Indiana 12/1/2009
IA
Texas 4/22/2013
B
Iowa 11/25/2009
B
Washington 1/28/2022
B
Maryland 5/9/2024
B
Wisconsin 7/1/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Galena, IL
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Galena, IL
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/27/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) OAKBROOK TERRACE, IL
B
 06/09/1992 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 06/25/1986 - 08/03/1999 OBERWEIS SECURITIES, INC. (CRD#:7739)
B
 12/13/1988 - 06/02/1992 HAMILTON INVESTMENTS, INC. (CRD#:821)
B
 06/07/1984 - 06/20/1986 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
 03/23/1983 - 06/05/1984 DEAN WITTER REYNOLDS INC. (CRD#:7556)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.