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ROBERT GERARD HURLEY
CRD#: 1100902
IA
B
CADARET GRANT & CO INCCRD#: 10641 Center Valley, PA
0
Disclosures
41
Years of Experience
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State Registrations
B
California 3/5/2008
IA
New Jersey 9/21/2017
B
Colorado 3/5/2008
B
New Mexico 3/17/2011
B
Connecticut 1/19/2001
B
New York 3/1/1986
B
Delaware 11/3/2009
B
North Carolina 12/5/1997
B
Florida 3/5/1990
B
Ohio 3/5/2008
B
Georgia 9/5/2007
B
Pennsylvania 4/10/1985
B
Indiana 9/15/2021
IA
Pennsylvania 6/23/2023
B
Maine 1/5/2017
B
South Carolina 1/7/2014
B
Massachusetts 11/6/1997
B
Texas 11/13/2017
B
Michigan 8/1/2023
B
Virginia 5/25/2021
B
Nevada 10/20/1995
B
Wisconsin 12/8/1997
B
New Jersey 8/24/1983
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/28/2006 - 05/28/2021 | WEST CALDWELL, NJ | |
IA | 01/05/1998 - 12/31/2003 | SYRACUSE, NY | |
B | 10/15/1993 - 12/02/1994 | WINDSOR, CT | |
B | 12/20/1983 - 10/15/1993 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.