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Jocelyn Reitzel Sullivan
JOCELYN REITZEL, JOCELYN REITZEL SULLIVAN
CRD#: 1100546
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 44 Montgomery St Ste 3100
San Francisco, CA 94104
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2022 (12 years)2 FIRMS2022 - Present (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (11 years)BSMITH BARNEY INC. (CRD# 7059)1984 - 1996 (11 years)BLOWRY FINANCIAL SERVICES CORPO... (CRD# 7291)1984 - 1984 (<1 year)BJANNEY MONTGOMERY SCOTT INC. (CRD# 463)1983 - 1984 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 1/26/2024

B
Minnesota 1/26/2024

B
Alaska 1/26/2024

B
Nevada 3/11/2022

B
Arizona 3/11/2022

B
New Hampshire 1/26/2024

B
California 3/11/2022

B
New Jersey 3/11/2022

IA
California 3/11/2022

B
New Mexico 3/11/2022

B
Colorado 1/26/2024

B
New York 3/11/2022

B
Connecticut 10/2/2024

B
North Carolina 3/11/2022

B
District of Columbia 3/11/2022

B
Ohio 3/11/2022

B
Florida 3/14/2022

B
Oregon 3/11/2022

B
Georgia 3/11/2022

B
Pennsylvania 3/11/2022

B
Hawaii 3/15/2022

B
Tennessee 1/26/2024

B
Idaho 1/26/2024

B
Texas 3/11/2022

B
Illinois 3/15/2022

IA
Texas 3/11/2022

B
Indiana 1/26/2024

B
Utah 1/26/2024

B
Louisiana 1/26/2024

B
Virginia 1/26/2024

B
Maine 3/11/2022

B
Washington 3/11/2022

B
Massachusetts 3/15/2022

B
Wisconsin 3/11/2022

B
Michigan 1/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
44 Montgomery St Ste 3100, San Francisco, CA 94104
San Francisco, CA
Registered with this firm since 3/11/2022

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
44 Montgomery St Ste 3100, San Francisco, CA 94104
San Francisco, CA
Registered with this firm since 3/11/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2009 - 03/14/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
07/10/2009 - 03/14/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
IA
06/01/2009 - 07/30/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SAN FRANCISCO, CA
B
06/01/2009 - 07/30/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAN FRANCISCO, CA
IA
02/07/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
B
04/10/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
B
11/19/1984 - 10/04/1996 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
06/20/1984 - 08/17/1984 LOWRY FINANCIAL SERVICES CORPORATION (CRD#:7291)
B
11/22/1983 - 06/25/1984 JANNEY MONTGOMERY SCOTT INC. (CRD#:463)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.