Individual Firm
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THOMAS LEE CHRISTENBURY
TOM CHRISTENBURY
CRD#: 1100461
IA
B
STRATEGIC ADVISORY SERVICESCRD#: 287984 6465 QUAIL HOLLOW ROAD
SUITE 301
MEMPHIS, TN 38120
SUITE 301
MEMPHIS, TN 38120
LPL FINANCIAL LLCCRD#: 6413 6465 N QUAIL HOLLOW RD STE 301
MEMPHIS, TN 38120
MEMPHIS, TN 38120
0
Disclosures
41
Years of Experience
View By:
State Registrations
B
Alabama 12/15/2020
B
Tennessee 1/23/2017
B
Arkansas 2/13/2013
IA
Tennessee 4/27/2017
B
Colorado 2/29/2024
B
Texas 3/28/2016
B
Georgia 10/23/2020
IA
Texas 3/14/2019
B
Michigan 3/1/2024
B
Utah 3/1/2024
B
Nebraska 2/29/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/27/2017
B
Registered with this firm since 2/7/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/07/2013 - 03/14/2019 | MEMPHIS, TN | |
IA | 08/05/2010 - 11/16/2012 | MEMPHIS, TN | |
B | 08/02/2010 - 11/16/2012 | MEMPHIS (SHELBY), TN | |
IA | 06/22/2009 - 07/14/2010 | BIRMINGHAM, AL | |
B | 06/19/2009 - 07/14/2010 | MEMPHIS, TN | |
IA | 01/31/2007 - 02/03/2009 | MEMPHIS, TN | |
B | 11/08/2006 - 02/03/2009 | MEMPHIS, TN | |
B | 05/29/2002 - 11/13/2006 | MEMPHIS, TN | |
B | 05/29/2002 - 11/13/2006 | MEMPHIS, TN | |
B | 03/23/1998 - 05/08/2002 | MEMPHIS, TN | |
B | 02/01/1997 - 03/25/1998 | APPLETON, WI | |
B | 05/03/1996 - 02/01/1997 | ||
B | 04/12/1984 - 05/15/1996 | MEMPHIS, TN | |
B | 04/28/1983 - 04/11/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.