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CINDY MARKER HEGY
CINDY SUE MARKER
CRD#: 1100309
IA
B
GENEOS WEALTH MANAGEMENT, INC.CRD#: 120894 5251 DTC PARKWAY
SUITE 1001
GREENWOOD VILLAGE, CO 80111
SUITE 1001
GREENWOOD VILLAGE, CO 80111
0
Disclosures
41
Years of Experience
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State Registrations
B
Colorado 4/1/2008
B
North Carolina 8/21/2019
IA
Colorado 3/7/2012
B
Utah 1/18/2013
B
Nebraska 12/8/2009
B
Washington 4/1/2008
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/7/2012
B
Registered with this firm since 4/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/30/2008 - 05/29/2020 | FORT COLLINS, CO | |
IA | 04/30/2012 - 12/21/2017 | GREENWOOD VILLAGE, CO | |
IA | 01/01/1999 - 09/06/2011 | GREENWOOD VILLAGE, CO | |
B | 04/09/1996 - 04/25/2008 | GREENWOOD VILLAGE, CO | |
B | 01/11/1990 - 04/11/1996 | ST. PETERSBURG, FL | |
B | 05/07/1985 - 01/15/1990 | EL SEGUNDO, CA | |
B | 11/15/1986 - 06/01/1988 | ||
B | 10/22/1984 - 04/15/1985 | ||
B | 10/19/1983 - 07/20/1984 |
GREENWOOD VILLAGE, CO
01/01/1999 - 09/06/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.