• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOAQUIN EDUARDO CANTO
CRD#: 1100183
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 711 LOUISIANA STREET
15TH FLOOR
HOUSTON, TX 77002
Registration History
199019952000200520102015202020252 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - 2014 (<1 year)BFLORIDA INVESTMENT ADVISORS (CRD# 109492)2014 - 2014 (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2012 - 2013 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2006 - 2011 (5 years)BFIRST CLEARING, LLC (CRD# 17344)2005 - 2011 (6 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)1997 - 2005 (7 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1996 - 1997 (1 year)BPRINCIPAL FINANCIAL SECURITIES... (CRD# 260)1987 - 1996 (9 years)
License(s)

State Registrations

B
California 7/1/2021

IA
New York 6/28/2022

B
Florida 7/1/2021

B
Texas 7/1/2021

B
Michigan 4/19/2023

IA
Texas 7/1/2021

B
New York 7/1/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
Registered with this firm since 7/1/2021

B
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
Registered with this firm since 7/1/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/15/2014 - 06/29/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HOUSTON, TX
B
10/08/2014 - 06/29/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HOUSTON, TX
B
10/08/2013 - 08/15/2014 LPL FINANCIAL LLC (CRD#:6413) TAMPA, FL
B
02/06/2014 - 07/29/2014 FLORIDA INVESTMENT ADVISORS (CRD#:109492) TAMPA, FL
B
05/16/2012 - 08/05/2013 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
10/05/2006 - 10/20/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) GLEN ALLEN, VA
B
07/20/2005 - 10/20/2011 FIRST CLEARING, LLC (CRD#:17344) RICHMOND, VA
B
11/04/1997 - 06/08/2005 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
06/14/1996 - 10/17/1997 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
B
05/21/1987 - 06/07/1996 PRINCIPAL FINANCIAL SECURITIES,INC. (CRD#:260) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.