• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RODGER ANTHONY BASTIEN
CRD#: 1099972
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4660 S HAGADORN RD STE 300
EAST LANSING, MI 48823
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2010 - Present (14 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2003 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1999 (16 years)
Disclosure(s)
View By:
8/24/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 1/18/2013

IA
Michigan 9/24/2010

B
Georgia 6/27/2023

B
Nevada 6/29/2018

B
Idaho 9/4/2009

IA
Nevada 10/23/2019

B
Illinois 1/1/2008

B
Ohio 10/1/2023

B
Indiana 7/29/2013

B
Vermont 4/30/2012

B
Maine 10/7/2020

B
Virginia 12/9/2016

B
Massachusetts 3/3/2021

B
Washington 8/14/2017

B
Michigan 1/1/2008

B
Wisconsin 1/1/2008

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4660 S HAGADORN RD STE 300, EAST LANSING, MI 48823
HENDERSON, NV
Registered with this firm since 9/24/2010

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4660 S HAGADORN RD STE 300, EAST LANSING, MI 48823
HENDERSON, NV
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/17/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) OKEMOS, MI
B
07/12/1999 - 09/05/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
03/01/1983 - 07/19/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.