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Lynn D. Winston
LYNN DIANE LEDERMAN, LYNN LEDERMAN, LYNN DIANE WINSTON
CRD#: 1099249
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 990 RIVER DRIVE
GLENVIEW, IL 60025
GLENVIEW, IL 60025
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 8/19/2019
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Nebraska 10/28/2021
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Alaska 9/15/2021
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Nevada 6/13/2016
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Arizona 3/11/2013
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New Hampshire 10/28/2021
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Arkansas 9/23/2021
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New Jersey 3/11/2013
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California 3/11/2013
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New Mexico 4/10/2017
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Colorado 3/11/2013
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New York 3/11/2013
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Connecticut 10/8/2015
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North Carolina 9/16/2013
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Delaware 10/28/2021
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North Dakota 10/28/2021
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District of Columbia 3/27/2017
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Ohio 9/16/2013
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Florida 3/11/2013
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Oklahoma 10/28/2021
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Georgia 8/8/2013
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Oregon 1/20/2021
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Hawaii 10/28/2021
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Pennsylvania 5/21/2014
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Idaho 6/18/2019
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Puerto Rico 11/10/2021
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Illinois 2/26/2013
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Rhode Island 8/3/2020
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Illinois 2/26/2013
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South Carolina 8/28/2014
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Indiana 5/21/2014
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South Dakota 10/28/2021
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Iowa 9/16/2013
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Tennessee 11/29/2017
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Kansas 10/28/2021
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Texas 3/11/2013
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Kentucky 10/28/2021
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Texas 9/13/2013
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Louisiana 4/4/2019
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Utah 10/28/2021
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Maine 10/28/2021
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Vermont 10/28/2021
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Maryland 3/11/2013
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Virgin Islands 10/28/2021
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Massachusetts 4/7/2014
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Virginia 3/11/2013
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Michigan 3/11/2013
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Washington 3/11/2013
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Minnesota 11/19/2018
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West Virginia 10/28/2021
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Mississippi 10/28/2021
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Wisconsin 3/11/2013
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Missouri 3/11/2013
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Wyoming 8/12/2021
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Montana 8/12/2021
SRO Registrations
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Registered with this firm since 2/26/2013
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Registered with this firm since 2/26/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2012 - 11/05/2012 | DEERFIELD, IL | |
B | 07/02/2012 - 11/05/2012 | DEERFIELD, IL | |
IA | 06/01/2009 - 07/26/2012 | RIVERWOODS, IL | |
B | 06/01/2009 - 07/26/2012 | RIVERWOODS, IL | |
IA | 03/06/2008 - 06/01/2009 | RIVERWOODS, IL | |
B | 07/25/2007 - 06/01/2009 | RIVERWOODS, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.