Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
GREGORY JAMES FLYNN
GREG FLYNN, GREGORY J FLYNN
CRD#: 1098004
IA
B
WELLS FARGO ADVISORSCRD#: 19616 5800 ARMADA DR STE 300
CARLSBAD, CA 92008
CARLSBAD, CA 92008
View By:
12/20/1999
Customer Dispute
Denied
State Registrations
B
Alaska 11/7/2017
B
Missouri 1/23/2017
B
Arizona 1/1/2008
B
Montana 8/17/2012
B
California 1/1/2008
B
Nevada 1/1/2008
IA
California 1/1/2008
B
New Jersey 6/25/2013
B
Colorado 7/17/2024
B
New Mexico 6/4/2010
B
District of Columbia 9/27/2023
B
New York 6/25/2013
B
Florida 6/27/2024
B
North Carolina 1/17/2018
B
Georgia 11/22/2024
B
Ohio 8/10/2024
B
Hawaii 11/22/2024
B
Oregon 11/22/2011
B
Idaho 1/3/2011
B
Tennessee 9/23/2021
B
Illinois 8/7/2023
B
Texas 1/1/2008
B
Louisiana 4/17/2019
IA
Texas 10/27/2016
B
Maine 4/10/2018
B
Utah 11/22/2024
B
Maryland 4/14/2014
B
Virginia 6/1/2022
B
Minnesota 2/10/2022
B
Washington 2/1/2012
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/1/2008
B
Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/17/2005 - 01/03/2008 | CARLSBAD, CA | |
IA | 08/17/2005 - 01/01/2008 | CARLSBAD, CA | |
IA | 08/24/1998 - 08/29/2005 | SAN DIEGO, CA | |
B | 09/19/1994 - 08/29/2005 | PURCHASE, NY | |
B | 10/27/1986 - 10/03/1994 | NEW YORK, NY | |
B | 11/11/1986 - 11/11/1986 | NEW YORK, NY | |
B | 03/22/1983 - 11/11/1986 |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.