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THOMAS HENRY BIRK
CRD#: 1095033
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 975 OAK ST
STE 1080
EUGENE, OR 97401
Registration History
1985199019952000200520102015202020252 FIRMS2011 - 2016 (4 years)2 FIRMS2016 - Present (8 years)BMBSC SECURITIES CORPORATION (CRD# 231)2006 - 2010 (4 years)BMULTITRADE SECURITIES LLC (CRD# 47485)2005 - 2005 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)2001 - 2004 (3 years)BGOLDMAN, SACHS & CO. (CRD# 361)1997 - 2001 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1997 (3 years)BMACKENZIE INVESTMENT MANAGEMEN... (CRD# 16496)1990 - 1991 (<1 year)BAMEV INVESTORS, INC. (CRD# 421)1989 - 1989 (<1 year)BDELAWARE DISTRIBUTORS,INC. (CRD# 14232)1985 - 1988 (3 years)BLORD, ABBETT & CO. (CRD# 530)1983 - 1985 (2 years)IAMBSC SECURITIES CORPORATION (CRD# 231)2008 - 2010 (2 years)
License(s)

State Registrations

B
Alabama 8/9/2023

B
Montana 2/16/2023

B
Alaska 2/27/2023

B
Nebraska 11/9/2023

B
Arizona 3/2/2016

B
Nevada 3/8/2016

B
Arkansas 2/28/2023

B
New Hampshire 2/23/2023

B
California 2/4/2016

B
New Jersey 2/16/2023

IA
California 2/4/2016

B
New Mexico 2/16/2023

B
Colorado 1/31/2018

B
New York 2/16/2023

B
Connecticut 2/16/2023

B
North Carolina 2/16/2023

B
Delaware 2/16/2023

B
North Dakota 2/21/2023

B
District of Columbia 11/14/2023

B
Ohio 2/16/2023

B
Florida 1/31/2018

B
Oklahoma 2/16/2023

B
Georgia 2/8/2016

B
Oregon 2/8/2016

B
Hawaii 2/16/2023

IA
Oregon 1/5/2023

B
Idaho 2/4/2016

B
Pennsylvania 2/16/2023

B
Illinois 2/5/2016

B
Rhode Island 2/20/2023

B
Indiana 2/16/2023

B
South Carolina 2/17/2023

B
Iowa 2/17/2023

B
South Dakota 2/23/2023

B
Kansas 2/16/2023

B
Tennessee 2/16/2023

B
Kentucky 2/16/2023

B
Texas 6/4/2021

B
Louisiana 2/16/2023

IA
Texas 6/5/2021

B
Maine 2/16/2023

B
Utah 2/17/2022

B
Maryland 2/17/2023

B
Vermont 2/16/2023

B
Massachusetts 2/15/2023

B
Virginia 2/16/2023

B
Michigan 9/7/2022

B
Washington 1/31/2018

B
Minnesota 2/4/2018

B
West Virginia 2/16/2023

B
Mississippi 2/21/2023

B
Wisconsin 2/8/2016

B
Missouri 2/16/2023

B
Wyoming 2/27/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
975 OAK ST STE 1080, EUGENE, OR 97401
LaQuinta, CA
Registered with this firm since 2/4/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
975 OAK ST STE 1080, EUGENE, OR 97401
LaQuinta, CA
Registered with this firm since 2/4/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/19/2011 - 03/02/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) LOS ANGELES, CA
B
04/19/2011 - 03/02/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) LOS ANGELES, CA
IA
05/09/2008 - 11/12/2010 MBSC SECURITIES CORPORATION (CRD#:231) LOS ANGELES, CA
B
06/21/2006 - 11/12/2010 MBSC SECURITIES CORPORATION (CRD#:231) NEW YORK, NY
B
05/02/2005 - 10/18/2005 MULTITRADE SECURITIES LLC (CRD#:47485) NEW YORK, NY
B
01/25/2001 - 02/25/2004 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
05/12/1997 - 01/18/2001 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
08/16/1993 - 03/31/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/20/1990 - 01/23/1991 MACKENZIE INVESTMENT MANAGEMENT INC. (CRD#:16496) OVERLAND PARK, KS
B
06/12/1989 - 12/20/1989 AMEV INVESTORS, INC. (CRD#:421)
B
07/22/1985 - 10/24/1988 DELAWARE DISTRIBUTORS,INC. (CRD#:14232)
B
03/23/1983 - 07/09/1985 LORD, ABBETT & CO. (CRD#:530)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.