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JAMES EDWARD REITZ
JIM REITZ
CRD#: 1094403
IA
B
PRIMERICA ADVISORSCRD#: 10111 7296 MENTOR AVE
STE 2B
MENTOR, OH 44060
STE 2B
MENTOR, OH 44060
0
Disclosures
30
Years of Experience
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State Registrations
B
Ohio 10/30/2015
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Ohio 5/16/2017
SRO Registrations
B
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Registered with this firm since 5/16/2017
B
Registered with this firm since 10/22/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/26/2004 - 12/31/2004 | DULUTH, GA | |
B | 08/12/1983 - 02/11/2004 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.