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TERRANCE MCGOWAN
CRD#: 1094156
IA
B
MORGAN STANLEYCRD#: 149777 1747 Pennsylvania Ave NW
Suite 900
Washington, DC 20006
Suite 900
Washington, DC 20006
View By:
7/2/2002
Customer Dispute
Settled
State Registrations
B
Alabama 12/16/2020
B
New Hampshire 3/19/2021
B
Arkansas 9/14/2022
B
New Jersey 5/31/2017
B
California 5/31/2017
B
New Mexico 5/31/2017
B
Colorado 5/31/2017
B
New York 5/31/2017
B
Connecticut 5/31/2017
B
North Carolina 5/31/2017
B
Delaware 5/31/2017
B
Ohio 5/31/2017
B
District of Columbia 5/31/2017
B
Oregon 5/31/2017
IA
District of Columbia 8/7/2017
B
Pennsylvania 5/31/2017
B
Florida 5/31/2017
B
Puerto Rico 5/13/2021
B
Georgia 5/4/2020
B
South Carolina 5/31/2017
B
Illinois 6/2/2017
B
Tennessee 11/19/2019
B
Indiana 5/31/2017
B
Texas 11/13/2017
B
Maine 7/30/2019
IA
Texas 4/23/2020
B
Maryland 5/31/2017
B
Utah 3/4/2024
IA
Maryland 5/27/2022
B
Vermont 5/31/2017
B
Massachusetts 7/25/2018
B
Virgin Islands 5/31/2017
B
Michigan 5/31/2017
B
Virginia 5/31/2017
B
Missouri 1/30/2018
B
Washington 10/8/2019
B
Montana 5/31/2017
B
West Virginia 5/31/2017
B
Nevada 5/31/2017
B
Wisconsin 6/20/2017
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/7/2017
B
Registered with this firm since 5/31/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/15/2005 - 06/02/2017 | WASHINGTON, DC | |
IA | 09/02/2003 - 03/09/2005 | MCLEAN, VA | |
B | 08/14/2003 - 03/09/2005 | BOSTON, MA | |
B | 04/04/2001 - 09/16/2003 | NEW YORK, NY | |
B | 12/23/1997 - 04/17/2001 | NEW YORK, NY | |
B | 06/20/1995 - 12/12/1997 | NEW YORK, NY | |
B | 10/13/1989 - 06/16/1995 | NEW YORK, NY | |
B | 01/28/1988 - 10/18/1989 | NEW YORK, NY | |
B | 11/01/1983 - 05/01/1986 | ||
B | 01/20/1983 - 10/21/1983 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.