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JAMES TERRY STAPLES
CRD#: 1093646
IA
Investment Adviser
B
Broker
OPUS FINANCIAL ADVISORS, INC.CRD#: 118742 126 EAST WATER ST
STATESVILLE, NC 28677
OSAIC WEALTH, INC.CRD#: 23131 126 E. WATER STREET
STATESVILLE, NC 28677
Registration History
198519901995200020052010201520202025IAOPUS FINANCIAL ADVISORS, INC. (CRD# 118742)2001 - Present (23 years)BOSAIC WEALTH, INC. (CRD# 23131)2023 - Present (1 year)BFSC SECURITIES CORPORATION (CRD# 7461)1983 - 2023 (40 years)BIDS MARKETING CORPORATION (CRD# 6363)1983 - 1983 (<1 year)
Disclosure(s)
View By:
8/3/1982
Employment Separation After Allegations
License(s)

State Registrations

B
Connecticut 11/3/2023

B
North Carolina 11/3/2023

B
Florida 11/3/2023

B
Ohio 11/3/2023

B
Missouri 11/3/2023

B
South Carolina 11/3/2023

B
New Jersey 11/3/2023

B
Washington 11/3/2023

IA
North Carolina 12/31/2001

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPUS FINANCIAL ADVISORS, INC. (CRD#:118742)
126 EAST WATER ST, STATESVILLE, NC 28677
Registered with this firm since 12/31/2001

B
OSAIC WEALTH, INC. (CRD#:23131)
126 E. WATER STREET, STATESVILLE, NC 28677
Registered with this firm since 11/3/2023

Previous Registration(s)
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B
05/13/1983 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) STATESVILLE, NC
B
02/04/1983 - 03/18/1983 IDS MARKETING CORPORATION (CRD#:6363)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.