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THOMAS FRANCIS O'ROURKE
THOMAS FRANCIS OROURKE, TOM OROURKE, THOMAS FRANCIS ORUORKE
CRD#: 1090582
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 51 JFK PARKWAY
SUITE 303
SHORT HILLS, NJ 07078
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (11 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1993 (<1 year)BEVEREN SECURITIES, INC. (CRD# 19616)1990 - 1993 (2 years)BPRESCOTT, BALL & TURBEN, INC. (CRD# 7656)1986 - 1990 (3 years)BJOSEPHTHAL & CO., INCORPORATED (CRD# 475)1985 - 1986 (1 year)BBUETTI, CANNON & CO., INCORPORATED (CRD# 13729)1984 - 1985 (1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1983 - 1983 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (7 years)
License(s)

State Registrations

B
California 4/5/2013

IA
New Jersey 4/5/2013

B
Connecticut 4/20/2021

B
New York 4/5/2013

B
Florida 4/5/2013

B
North Carolina 4/5/2013

IA
Florida 11/1/2021

B
Ohio 5/20/2014

B
Illinois 4/21/2021

B
Pennsylvania 4/5/2013

B
Indiana 4/5/2013

B
Texas 4/5/2013

B
Kentucky 4/21/2021

IA
Texas 4/5/2013

B
Maryland 4/5/2013

B
Vermont 12/21/2020

B
Massachusetts 4/5/2013

B
Virginia 4/5/2013

B
New Hampshire 1/16/2018

B
Washington 6/2/2021

B
New Jersey 4/5/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
51 JFK PARKWAY SUITE 303, SHORT HILLS, NJ 07078
Lauderdale-By-The Sea, FL
Registered with this firm since 4/5/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
51 JFK PARKWAY SUITE 303, SHORT HILLS, NJ 07078
Lauderdale-By-The Sea, FL
Registered with this firm since 4/5/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 04/25/2013 MORGAN STANLEY (CRD#:149777) SHORT HILLS, NJ
B
06/01/2009 - 04/25/2013 MORGAN STANLEY (CRD#:149777) SHORT HILLS, NJ
IA
05/08/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHORT HILLS, NJ
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHORT HILLS, NJ
B
07/02/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
09/04/1990 - 07/09/1993 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
10/28/1986 - 09/04/1990 PRESCOTT, BALL & TURBEN, INC. (CRD#:7656)
B
03/22/1985 - 11/04/1986 JOSEPHTHAL & CO., INCORPORATED (CRD#:475)
B
02/27/1984 - 03/29/1985 BUETTI, CANNON & CO., INCORPORATED (CRD#:13729)
B
08/23/1983 - 12/30/1983 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
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Broker
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Investment Adviser
Disclosures
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