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H MICHAEL OKBY
HADY M OKBY, MICHAEL H OKBY
CRD#: 1090275
IA
B
MORGAN STANLEYCRD#: 149777 340 BROADWAY
2ND FLOOR
SARATOGA SPRINGS, NY 12866
2ND FLOOR
SARATOGA SPRINGS, NY 12866
0
Disclosures
42
Years of Experience
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State Registrations
B
Alaska 8/30/2024
B
New Jersey 10/31/2019
B
Arizona 8/9/2013
B
New York 6/1/2009
B
California 6/1/2009
IA
New York 6/16/2021
B
Colorado 1/28/2020
B
North Carolina 6/1/2009
B
Connecticut 6/1/2009
B
Oregon 3/7/2017
B
District of Columbia 6/1/2009
B
Pennsylvania 5/31/2023
B
Florida 6/1/2009
B
South Carolina 6/1/2009
B
Georgia 6/1/2009
B
Texas 3/13/2015
B
Iowa 10/16/2024
IA
Texas 3/13/2015
B
Maryland 6/3/2011
B
Vermont 6/1/2009
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Wisconsin 5/2/2023
B
New Hampshire 9/25/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/13/2015
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 12/31/2014 | PURCHASE, NY | |
IA | 04/02/2007 - 06/01/2009 | SARATOGA SPRINGS, NY | |
B | 04/02/2007 - 06/01/2009 | SARATOGA SPRINGS, NY | |
IA | 09/08/2006 - 04/02/2007 | SARATOGA SPRINGS, NY | |
B | 05/18/1990 - 04/02/2007 | SARATOGA SPRINGS, NY | |
B | 05/14/1988 - 06/13/1990 | NEW YORK, NY | |
B | 07/30/1984 - 05/14/1988 | ||
B | 02/25/1983 - 08/14/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.