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Kevin Mark Siemiawski
CRD#: 1089466
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Orland Park, IL
Registration History
2002200420062008201020122014201620182020202220242026BCHARLES SCHWAB & CO., INC. (CRD# 5393)2024 - Present (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - Present (2 years)BTD AMERITRADE, INC. (CRD# 7870)2010 - 2024 (14 years)BTHINKORSWIM, INC. (CRD# 106069)2001 - 2010 (8 years)IATD AMERITRADE, INC. (CRD# 7870)2021 - 2022 (1 year)IATRADEWISE ADVISORS, INC. (CRD# 153744)2010 - 2021 (10 years)IATHINKORSWIM ADVISORS, INC. (CRD# 111046)2002 - 2010 (8 years)
License(s)

State Registrations

B
Alabama 5/6/2024

B
Montana 5/6/2024

B
Alaska 5/10/2024

B
Nebraska 5/6/2024

B
Arizona 5/6/2024

B
Nevada 5/10/2024

B
Arkansas 5/6/2024

B
New Hampshire 5/6/2024

B
California 5/6/2024

B
New Jersey 5/6/2024

B
Colorado 5/6/2024

B
New Mexico 5/6/2024

B
Connecticut 5/6/2024

B
New York 5/6/2024

B
Delaware 5/6/2024

B
North Carolina 5/10/2024

B
District of Columbia 5/6/2024

B
North Dakota 5/6/2024

B
Florida 5/6/2024

B
Ohio 5/7/2024

B
Georgia 5/6/2024

B
Oklahoma 5/6/2024

B
Hawaii 5/6/2024

B
Oregon 5/10/2024

B
Idaho 5/6/2024

B
Pennsylvania 5/10/2024

IA
Illinois 9/30/2022

B
Puerto Rico 5/10/2024

B
Illinois 5/6/2024

B
Rhode Island 5/6/2024

B
Indiana 5/6/2024

B
South Carolina 5/6/2024

B
Iowa 5/6/2024

B
South Dakota 5/6/2024

B
Kansas 5/6/2024

B
Tennessee 5/6/2024

B
Kentucky 5/6/2024

B
Texas 5/6/2024

B
Louisiana 5/6/2024

B
Utah 5/10/2024

B
Maine 5/6/2024

B
Vermont 5/6/2024

B
Maryland 5/6/2024

B
Virgin Islands 5/10/2024

B
Massachusetts 5/10/2024

B
Virginia 5/10/2024

B
Michigan 5/6/2024

B
Washington 5/6/2024

B
Minnesota 5/6/2024

B
West Virginia 5/10/2024

B
Mississippi 5/6/2024

B
Wisconsin 5/6/2024

B
Missouri 5/6/2024

B
Wyoming 5/6/2024

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Orland Park, IL
Registered with this firm since 5/6/2024

IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Orland Park, IL
Registered with this firm since 9/30/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/26/2010 - 05/10/2024 TD AMERITRADE, INC. (CRD#:7870) CHICAGO, IL
IA
05/03/2021 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Orland Park, IL
IA
06/16/2010 - 05/11/2021 TRADEWISE ADVISORS, INC. (CRD#:153744) CHICAGO, IL
IA
04/03/2002 - 08/06/2010 THINKORSWIM ADVISORS, INC. (CRD#:111046) CHICAGO, , IL
B
07/09/2001 - 05/26/2010 THINKORSWIM, INC. (CRD#:106069) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.