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THOMAS MIMNAUGH
THOMAS PAUL MIMNAUGH
CRD#: 1088692
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 331 NEWMAN SPRINGS ROAD
BUILDING 1
RED BANK, NJ 07701
Registration History
1985199019952000200520102015202020252 FIRMS2003 - 2023 (19 years)2 FIRMS2023 - Present (1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1983 - 2003 (20 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2002 - 2003 (1 year)
License(s)

State Registrations

B
Alabama 5/18/2023

B
Montana 5/18/2023

B
Alaska 5/18/2023

B
Nebraska 5/18/2023

B
Arizona 5/18/2023

B
Nevada 5/18/2023

B
California 5/18/2023

B
New Hampshire 5/22/2023

B
Colorado 5/18/2023

B
New Jersey 5/18/2023

B
Connecticut 5/18/2023

IA
New Jersey 5/18/2023

B
Delaware 5/18/2023

B
New York 5/18/2023

B
Florida 5/18/2023

B
North Carolina 5/18/2023

IA
Florida 8/3/2023

B
Ohio 5/18/2023

B
Georgia 5/18/2023

B
Oregon 5/18/2023

B
Idaho 5/18/2023

B
Pennsylvania 5/18/2023

B
Illinois 5/18/2023

B
Rhode Island 5/18/2023

B
Indiana 5/18/2023

B
South Carolina 5/18/2023

B
Kentucky 5/18/2023

B
Tennessee 5/18/2023

B
Maine 5/18/2023

B
Texas 5/18/2023

B
Maryland 5/18/2023

IA
Texas 5/18/2023

B
Massachusetts 5/18/2023

B
Utah 5/18/2023

B
Michigan 5/18/2023

B
Vermont 5/18/2023

B
Minnesota 7/18/2023

B
Virginia 5/18/2023

B
Missouri 5/18/2023

B
Washington 5/18/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
331 NEWMAN SPRINGS ROAD BUILDING 1, RED BANK, NJ 07701
Palm Beach, FL
Registered with this firm since 5/18/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
331 NEWMAN SPRINGS ROAD BUILDING 1, RED BANK, NJ 07701
Palm Beach, FL
Registered with this firm since 5/18/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2003 - 05/18/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RED BANK, NJ
B
07/01/2003 - 05/18/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RED BANK, NJ
IA
06/06/2002 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) RED BANK, NJ
B
01/19/1983 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.