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PEGGY ETHERIDGE
PEGGY ANN ETHERIDGE, PEGGY W ETHERIDGE, PEGGY WEISENFELDER ETHERIDGE, PEGGY WEISENFELDER
CRD#: 1088147
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 5560 TENNYSON PLWY
STE 130
PLANO, TX 75024
Registration History
1985199019952000200520102015202020252 FIRMS1997 - 2003 (6 years)2 FIRMS2003 - 2009 (6 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2022 (10 years)2 FIRMS2022 - Present (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1992 - 1997 (4 years)BMONY SECURITIES CORP. (CRD# 4386)1989 - 1991 (2 years)BTHE MUTUAL LIFE INSURANCE COMP... (CRD# 2873)1989 - 1990 (1 year)BPHOENIX EQUITY PLANNING CORPOR... (CRD# 3036)1983 - 1983 (<1 year)
License(s)

State Registrations

B
Alabama 9/12/2022

B
Montana 9/12/2022

B
Alaska 9/12/2022

B
Nevada 9/12/2022

B
Arizona 9/12/2022

B
New Jersey 9/12/2022

B
Arkansas 11/30/2022

B
New Mexico 9/12/2022

B
California 9/12/2022

B
New York 9/12/2022

B
Colorado 9/12/2022

B
North Carolina 9/12/2022

B
Delaware 9/12/2022

B
Ohio 10/17/2022

B
Florida 9/12/2022

B
Oklahoma 11/9/2022

B
Georgia 9/12/2022

B
Pennsylvania 11/30/2022

B
Illinois 9/10/2024

B
Tennessee 9/12/2022

B
Iowa 9/12/2022

B
Texas 9/12/2022

B
Kansas 9/12/2022

IA
Texas 9/12/2022

B
Kentucky 9/12/2022

B
Utah 9/12/2022

B
Louisiana 8/29/2023

B
Virginia 3/2/2023

B
Michigan 9/12/2022

B
Washington 9/12/2022

B
Minnesota 4/23/2024

B
Wisconsin 9/12/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
5560 TENNYSON PLWY STE 130, PLANO, TX 75024
BULLARD, TX
Registered with this firm since 9/12/2022

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
5560 TENNYSON PLWY STE 130, PLANO, TX 75024
BULLARD, TX
Registered with this firm since 9/12/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/31/2012 - 09/12/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PLANO, TX
B
08/31/2012 - 09/12/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PLANO, TX
IA
06/01/2009 - 09/21/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PLANO, TX
B
06/01/2009 - 09/21/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PLANO, TX
IA
04/11/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PLANO, TX
B
04/11/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PLANO, TX
IA
01/03/1997 - 04/16/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) DALLAS, TX
B
01/03/1997 - 04/16/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
12/04/1992 - 01/17/1997 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
09/06/1989 - 09/23/1991 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
B
09/06/1989 - 10/15/1990 THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (CRD#:2873) NEW YORK, NY
B
02/10/1983 - 04/14/1983 PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036)
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Broker
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Investment Adviser
Disclosures
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