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Detailed Report
NILES LESTER AUSTVOLD
CRD#: 1087615
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6385 OLD SHADY OAK ROAD SUITE 250
EDEN PRAIRIE, MN 55344
CETERA ADVISOR NETWORKS LLCCRD#: 13572 6385 OLD SHADY OAK ROAD SUITE 250
EDEN PRAIRIE, MN 55344
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2004 - 2021 (17 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)2003 - 2004 (<1 year)BNEW ENGLAND SECURITIES (CRD# 615)1983 - 2003 (20 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2014 - 2021 (7 years)
License(s)

State Registrations

B
Arizona 6/9/2021
B
Minnesota 6/9/2021
B
California 6/9/2021
IA
Minnesota 6/29/2023
B
Colorado 5/7/2024
B
South Dakota 6/9/2021
B
Iowa 6/9/2021
B
Wisconsin 6/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
6385 OLD SHADY OAK ROAD SUITE 250, EDEN PRAIRIE, MN 55344
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
6385 OLD SHADY OAK ROAD SUITE 250, EDEN PRAIRIE, MN 55344
Registered with this firm since 6/9/2021
Previous Registration(s)
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IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 01/30/2014 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) EDEN PRAIRIE, MN
B
 01/01/2004 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) EDEN PRAIRIE, MN
B
 04/17/2003 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
 01/11/1983 - 04/16/2003 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.