Individual Firm
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Matthew John Burger
MATT BURGER
CRD#: 1086382
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
ST. PETERSBURG, FL 33716
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 Tampa, FL
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7/21/1997
Customer Dispute
Settled
7/21/1997
Customer Dispute
Settled
10/27/1989
Employment Separation After Allegations
State Registrations
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Alabama 1/30/2020
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Nebraska 2/10/2020
B
Alaska 2/10/2020
B
Nevada 2/11/2020
B
Arizona 2/6/2020
B
New Hampshire 2/5/2020
B
Arkansas 2/4/2020
B
New Jersey 1/31/2020
B
California 1/31/2020
B
New Mexico 1/31/2020
B
Colorado 2/3/2020
B
New York 2/20/2020
B
Connecticut 1/30/2020
B
North Carolina 1/30/2020
B
Delaware 2/6/2020
B
North Dakota 2/3/2020
B
District of Columbia 2/4/2020
B
Ohio 1/30/2020
B
Florida 10/6/2014
B
Oklahoma 1/30/2020
IA
Florida 10/6/2014
B
Oregon 1/31/2020
B
Hawaii 2/4/2020
B
Pennsylvania 1/31/2020
B
Idaho 2/3/2020
B
Puerto Rico 2/11/2020
B
Illinois 3/12/2020
B
Rhode Island 1/30/2020
B
Indiana 1/30/2020
B
South Carolina 2/10/2020
B
Iowa 1/30/2020
B
South Dakota 2/4/2020
B
Kansas 2/5/2020
B
Tennessee 2/6/2020
B
Kentucky 1/31/2020
B
Texas 1/31/2020
B
Louisiana 1/30/2020
B
Utah 1/31/2020
B
Maine 1/31/2020
B
Vermont 1/30/2020
B
Maryland 1/31/2020
B
Virgin Islands 2/3/2020
B
Massachusetts 1/31/2020
B
Virginia 2/26/2020
B
Michigan 1/31/2020
B
Washington 2/3/2020
B
Minnesota 2/4/2020
B
West Virginia 2/18/2020
B
Mississippi 1/30/2020
B
Wisconsin 1/30/2020
B
Missouri 1/31/2020
B
Wyoming 4/17/2020
B
Montana 1/30/2020
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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B
Registered with this firm since 1/25/2019
IA
Registered with this firm since 10/6/2014
B
Registered with this firm since 10/3/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/30/2008 - 07/11/2014 | MINNEAPOLIS, MN | |
B | 12/01/2006 - 07/11/2014 | TAMPA, FL | |
B | 06/02/2000 - 12/01/2006 | TAMPA, FL | |
B | 01/02/1997 - 06/05/1998 | ROCKVILLE, MD | |
B | 05/04/1995 - 12/11/1996 | ||
B | 10/31/1989 - 05/04/1995 | ROCKVILLE, MD | |
B | 04/05/1989 - 11/09/1989 | SCHAUMBURG, IL | |
B | 06/22/1987 - 04/19/1989 | ||
B | 01/13/1983 - 06/04/1987 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.