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Detailed Report
WILLIAM PRICE POTTER
CRD#: 1085570
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 143 UNION BLVD
STE 1050
LAKEWOOD, CO 80228
Registration History
1985199019952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1990 - 2008 (17 years)BWEDBUSH MORGAN SECURITIES INC. (CRD# 877)1987 - 1990 (2 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)1985 - 1988 (2 years)BB. J. LEONARD AND COMPANY, INC. (CRD# 62)1983 - 1985 (2 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2008 (9 years)
License(s)

State Registrations

B
Arizona 11/15/2016
B
Missouri 10/4/2016
B
California 1/1/2008
B
Nebraska 11/8/2018
B
Colorado 1/1/2008
B
New Jersey 5/31/2019
IA
Colorado 1/1/2008
B
New Mexico 9/5/2012
B
Connecticut 1/1/2008
B
Rhode Island 3/14/2016
B
Florida 10/16/2024
B
Texas 1/1/2008
B
Georgia 3/18/2025
B
Washington 1/1/2008
B
Massachusetts 1/1/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
143 UNION BLVD STE 1050, LAKEWOOD, CO 80228
Morrison, CO
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
143 UNION BLVD STE 1050, LAKEWOOD, CO 80228
Morrison, CO
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/31/1990 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) EVERGREEN, CO
IA
 01/01/1999 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) EVERGREEN, CO
B
 12/08/1987 - 06/01/1990 WEDBUSH MORGAN SECURITIES INC. (CRD#:877) LOS ANGELES, CA
B
 04/11/1985 - 03/16/1988 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
B
 02/23/1983 - 04/22/1985 B. J. LEONARD AND COMPANY, INC. (CRD#:62)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.