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Detailed Report
THOMAS WAYNE YOUNG
TOM YOUNG
CRD#: 1085521
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Investment Adviser
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Previous Broker
PL WEALTH ADVISORS, LLCCRD#: 170887 198 WILSON AVENUE
BEAVER, PA 15009
Registration History
1985199019952000200520102015202020252 FIRMS2013 - 2018 (5 years)IAPL WEALTH ADVISORS, LLC (CRD# 170887)2022 - Present (3 years)BAMERITAS INVESTMENT CORP. (CRD# 14869)1999 - 2012 (13 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1985 - 1999 (14 years)BGENERAL AMERICAN LIFE INSURANC... (CRD# 3963)1983 - 1987 (3 years)IAPROSPERITY ECONOMICS PARTNERS, LLC (CRD# 148122)2018 - 2021 (2 years)IAAMERITAS INVESTMENT CORP (CRD# 14869)2003 - 2012 (9 years)
Disclosure(s)
View By:
3/16/1994
Customer Dispute
Settled
License(s)

State Registrations

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Pennsylvania 1/20/2022
Current Registration(s)
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PL WEALTH ADVISORS, LLC (CRD#:170887)
198 WILSON AVENUE, BEAVER, PA 15009
Registered with this firm since 1/20/2022
Previous Registration(s)
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 11/02/2018 - 02/11/2021 PROSPERITY ECONOMICS PARTNERS, LLC (CRD#:148122) Beaver, PA
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 01/04/2013 - 11/01/2018 MADISON AVENUE SECURITIES, LLC (CRD#:23224) BEAVER, PA
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 01/03/2013 - 11/01/2018 MADISON AVENUE SECURITIES, LLC (CRD#:23224) BEAVER, PA
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 11/19/2003 - 12/31/2012 AMERITAS INVESTMENT CORP (CRD#:14869) BEAVER, PA
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 09/03/1999 - 12/31/2012 AMERITAS INVESTMENT CORP. (CRD#:14869) BEAVER, PA
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 07/01/1985 - 08/26/1999 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
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 04/13/1983 - 01/14/1987 GENERAL AMERICAN LIFE INSURANCE COMPANY (CRD#:3963)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.