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Detailed Report
STEPHEN HOWARD DENNIS
Steve Dennis
CRD#: 1085381
IA
Investment Adviser
B
Broker
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 11503 DEERFIELD ROAD
CINCINNATI, OH 45242
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 11503 DEERFIELD ROAD
CINCINNATI, OH 45242
Registration History
198519901995200020052010201520202025IAAMERITAS ADVISORY SERVICES, LLC (CRD# 317245)2021 - Present (3 years)BAMERITAS INVESTMENT COMPANY, LLC (CRD# 14869)2006 - Present (18 years)BCARILLON INVESTMENTS, INC. (CRD# 14646)2001 - 2006 (4 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1996 - 2001 (5 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1983 - 1996 (12 years)IAAMERITAS ADVISORY SERVICES (CRD# 14869)2008 - 2021 (13 years)
Disclosure(s)
View By:
1/14/2020
Judgment / Lien
11/4/2019
Judgment / Lien
License(s)

State Registrations

B
Arkansas 3/30/2020
B
Kentucky 6/30/2006
B
California 6/30/2006
B
New York 4/8/2011
B
Colorado 8/23/2007
B
Ohio 6/30/2006
B
Florida 3/11/2009
IA
Ohio 11/1/2021
B
Indiana 6/30/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERITAS ADVISORY SERVICES, LLC (CRD#:317245)
11503 DEERFIELD ROAD, CINCINNATI, OH 45242
Registered with this firm since 11/1/2021
B
AMERITAS INVESTMENT COMPANY, LLC (CRD#:14869)
11503 DEERFIELD ROAD, CINCINNATI, OH 45242
Registered with this firm since 6/30/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/11/2008 - 11/01/2021 AMERITAS ADVISORY SERVICES (CRD#:14869) LINCOLN, NE
B
 10/03/2001 - 06/30/2006 CARILLON INVESTMENTS, INC. (CRD#:14646) CINCINNATI, OH
B
 02/07/1996 - 10/01/2001 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
B
 03/31/1983 - 02/28/1996 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.