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Detailed Report
Nancy H Stewart
NANCY HOPE STEWART
CRD#: 1085029
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 475 MAIN STREET
METUCHEN, NJ 08840-1851
Registration History
1985199019952000200520102015202020252 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)1996 - 2012 (16 years)BCHEMICAL INVESTMENT SERVICES CORP. (CRD# 36312)1994 - 1996 (2 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1993 - 1994 (1 year)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1990 - 1993 (3 years)BAETNA LIFE INSURANCE AND ANNUI... (CRD# 13256)1984 - 1990 (5 years)BGERALD S. BERGER, INC. (CRD# 13407)1986 - 1990 (3 years)BSTEIN ABBOTT AND COMPANY (CRD# 13692)1985 - 1986 (<1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1984 - 1985 (1 year)BWZW FINANCIAL SERVICES, INC. (CRD# 5717)1983 - 1984 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)1997 - 2012 (14 years)
Disclosure(s)
View By:
6/30/2008
Customer Dispute
Denied
10/31/2003
Customer Dispute
Denied
10/29/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/1/2012
IA
New Jersey 10/1/2012
B
Arkansas 10/1/2012
B
New York 10/1/2012
B
California 10/1/2012
IA
New York 5/3/2021
B
Colorado 10/1/2012
B
North Carolina 10/1/2012
B
Connecticut 10/1/2012
B
Ohio 10/1/2012
B
Delaware 10/1/2012
B
Oregon 10/1/2012
B
District of Columbia 10/1/2012
B
Pennsylvania 10/1/2012
B
Florida 10/1/2012
B
Puerto Rico 10/1/2012
B
Georgia 10/1/2012
B
Rhode Island 10/1/2012
B
Hawaii 10/1/2012
B
South Carolina 10/1/2012
B
Illinois 10/1/2012
B
Tennessee 10/1/2012
B
Iowa 10/1/2012
B
Texas 10/1/2012
B
Louisiana 10/1/2012
IA
Texas 9/19/2013
B
Maine 10/1/2012
B
Utah 10/1/2012
B
Maryland 10/1/2012
B
Vermont 10/1/2012
B
Massachusetts 10/1/2012
B
Virginia 10/1/2012
B
Minnesota 10/1/2012
B
Washington 10/1/2012
B
Missouri 10/1/2012
B
West Virginia 10/1/2012
B
New Hampshire 10/1/2012
B
Wisconsin 10/1/2012
B
New Jersey 10/1/2012
B
Wyoming 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
475 MAIN STREET, METUCHEN, NJ 08840-1851
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
475 MAIN STREET, METUCHEN, NJ 08840-1851
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/03/1997 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 09/18/1996 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 08/01/1994 - 09/18/1996 CHEMICAL INVESTMENT SERVICES CORP. (CRD#:36312)
B
 08/02/1993 - 08/01/1994 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
 02/06/1990 - 08/04/1993 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
 06/07/1984 - 02/22/1990 AETNA LIFE INSURANCE AND ANNUITY COMPANY (CRD#:13256) HARTFORD, CT
B
 06/11/1986 - 02/09/1990 GERALD S. BERGER, INC. (CRD#:13407) HARTSDALE, NY
B
 07/02/1985 - 06/03/1986 STEIN ABBOTT AND COMPANY (CRD#:13692)
B
 07/02/1984 - 08/02/1985 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
 01/19/1983 - 06/28/1984 WZW FINANCIAL SERVICES, INC. (CRD#:5717)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.